Fwd: from the AIPLA: PTO fees, patent and copyright cases, etc.
L Jean Camp <[email protected]>
| Newsgroups | gmane.comp.misc.free-software-business |
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If you feel the urge to call your representative and tell them that giving the PTO vast funds before reforming their practices, today is a very good day to do so. http://www.house.gov/writerep/ There is much industry support for this and little to no outcry. -Jean Begin forwarded message: > > AIPLA Reports > A Periodic Notification of AIPLA Activities and > Current Developments in Intellectual Property Law > Copyright © 2004 AIPLA > March 1, 2004 > > Legislative Developments > > Patents/Fee Bill > > Amended Fee Bill Would Address Diversion With Certain Fee Rebates > > Fee legislation to provide the Patent and Trademark Office with the > revenues needed for its 21st Century Strategic Plan is scheduled to > come to the House floor on March 3rd, but without the provision that > would have taken the PTO Òoff budgetÓ and guaranteed that the PTO > would be able to receive and use all of its fee revenues. In its > place will be a compromise procedure intended to at least end > diversion by establishing a system for rebating certain user fees > when revenues exceed appropriations for any given year. This rebate > proposal, which was proposed to the House Judiciary Committee by the > PTO, would provide for the deposit of such fee overages into a trust > fund from which the PTO would rebate certain fees at the end of the > fiscal year. > > AIPLA expressed concerns to the PTO about the ability of the PTO to > implement and operate the rebate system and also about the burden > that the processing of rebates would place on users. The PTO has > responded that it is confident it can implement a rebate system and > that the annual operating costs will be no more than $100,000 plus > postage, but has not responded to the concerns regarding the impact > the system will have on users. Nonetheless, given that this > compromise offers the prospect for ending diversion, and recognizing > the great political difficulty which Judiciary Committee Chairman > Sensenbrenner faced and has overcome in getting this far to prevent > appropriators from diverting PTO fee revenues to other government > programs, the AIPLA Board has decided to support the compromise based > upon assurances that its disposition of overages will effectively end > diversion. > > > Judicial Developments > > Patents/Claim Construction > Claim Term Is Not Limited to Technology of Filing Date Absent Clear > Disavowal > ˇSuperguide Corp. v. DirecTV Enterprises, Inc., Fed. Cir., No. > 02-1561, 2/12/04. > > The meaning of the claim term Òregularly received television signalÓ > may not be limited to the technology as of its 1985 patent filing > date to exclude coverage of digital signals absent a Òclear > disavowalÓ of that subject matter, the Federal Circuit held February > 12, 2004. > > Superguide Corp. is the owner of patents on technology that allows > television viewers to search for and display specified program > information. In a lawsuit against DirecTV Enterprises, Inc., and > others, a district court issued a summary judgment of no patent > infringement based on its narrow claim construction. 211 F. Supp. 2d > 725 (W.D.N.C. 2002). > > On appeal, the Federal Circuit reversed in part, holding that the > meaning of the claim term Òregularly received television signalÓ was > improperly confined to signals received as of the patentÕs 1985 > filing date, which did not include digital signals. The district > court erroneously relied on cases involving means-plus-function > claims to conclude that method and apparatus claims are limited to > the disclosures in the specification, Judge Sharon Prost noted. She > pointed out that the claim language itself does not include a > limitation to any particular type of technology or specify a > particular type of signal format, such as analog or digital. > > The court found no authority for limiting disputed claim language to > analog technology in Kopycake Enters., Inc. v. Lucks Co., 264 F.3d > 1377 (Fed. Cir. 2001). Although the court in that case concluded > that the claim term Òscreen printingÓ did not extend to the > later-developed Òink jet printing,Ó it did so because of express > limitations in the specification to ÒconventionalÓ or then-existing > technologies. In this case, analog may have been the dominant format > of video data in 1985, but Òwe have little doubt that those skilled > in the art knew of the existence of digital video data at the time,Ó > Judge Prost wrote. > > Judge Paul Michel dissented. The majorityÕs claim constructions > expand the scope of the Õ578 patent far beyond what the inventors say > in their application that they actually invented, and what that > application actually describes and enables, Judge Michel observed. > The claim constructions ignore the expert declarations and rely > instead Òon a literalistic and abstract reading of the term Ôsignal,Õ > and the absence of a clear disavowal of digital signals in the > specification or claim language.Ó The question is not the meaning of > the claim term, in isolation, to the layman, he observed, but whether > the term would have had a particular meaning Òto one of ordinary > skillÓ in the television art Òat the timeÓ and in the context of this > patent disclosure. > > Judge Michel added the following: > > But the cause of my alarm extends far beyond this case. I am also > concerned that the courtÕs opinion relies on certain imprecise > statements prior panels of this court have occasionally made in > recent years concerning the ÒplainÓ or ÒordinaryÓ meaning of claim > terms. Despite the now-common references to the Òplain meaningÓ or > Òordinary meaningÓ of claim terms, or even the Òordinary dictionary > meaningÓ cited in the majorityÕs opinion, our precedent requires that > the correct meaning of claim terms is that determined from the > standpoint of a person of ordinary skill in the relevant art and at > the time of the patent. I am concerned then that the use of these > Òshort-handÓ expressions about ordinary meaning obscures the correct > analysis, tempting panels to look for an Òordinary meaningÓ divorced > from the proper perspectiveÑthe artisanÕsÑand the preferred, proper > sources of interpretationÑthe disclosure, technical dictionaries, > prior art patents, and expert testimony. The ultimate result of this > trend is claim constructions providing the broadest possible scope to > claim terms, absent express limiting language in the claim, > specification or prosecution history, but regardless of what the > inventors actually invented. > > To read the opinion, click here: > <http://www.aipla.org/html/reports/2004/Super.pdf>http:// > www.aipla.org/html/reports/2004/Super.pdf > > > Patents/Claim Construction > > Feature in Specification with Single Embodiment Did Not Limit Claim > Liebel-Flarsheim Co. v. Medrad, Inc., Fed. Cir., No. 03-1082, 2/11/04 > > A feature of an invention described in a patent specification may not > be imported as a limitation on a claim simply because that feature is > included in the sole embodiment of the invention, the Federal Circuit > held February 11, 2004. > > Leibel-Flarsheim Co. is the owner of patents on methods and devices > used with power fluid injectors during medical procedures. A district > court ruled that claims relating to the loading of syringes for the > injectors required the use of Òpressure jacketsÓ around the syringes, > as discussed in the specification. Although none of the claims > recited a pressure jacket, the court found that the claim term > Òsyringe receiving openingÓ was ambiguous and concluded from the > specification that the ÒopeningÓ had to be located at the front end > of a pressure jacket. Finding that devices made by Medrad, Inc., > lacked such pressure jackets, the court entered a summary judgment of > noninfringement. > > The Federal Circuit reversed, ruling that the district court > improperly read the pressure jacket as a claim limitation. The court > rejected the contention that, because the Òpressure-jacketed > injectorÓ is the only subject matter described in the specification, > that subject matter constitutes the invention itself rather than > simply a preferred embodiment of a broader invention. Judge William > Bryson discussed the Òtwin axiomsÓ of claim construction: claims must > be read Òin view ofÓ the specification, but limitations in the > specification must not be read into the claims. > > Although parties frequently cite one or the other of these axioms to > us as if the axiom were sufficient, standing alone, to resolve the > claim construction issues we are called upon to decide, the axioms > themselves seldom provide an answer, but instead merely frame the > question to be resolved. > > We have recognized that Òthere is sometimes a fine line between > reading a claim in light of the specification, and reading a > limitation into the claim from the specification.Ó É As we have > explained, Òan inherent tension exists as to whether a statement is a > clear lexicographic definition or a description of a preferred > embodiment. The problem is to interpret claims Ôin view of the > specificationÕ without unnecessarily importing limitations from the > specification into the claims.Ó > > The cases cited by Medrad as finding embodiments to constitute the > invention itself provided specific reasons dictating a narrow claim > construction beyond the mere fact that the specification disclosed > only a single embodiment, Judge Bryson pointed out. In this case, > Medrad cited no clear disavowal of embodiments lacking a pressure > jacket and no express or implicit restriction of claim scope to an > injector invention that uses a pressure jacket. > > Finally, the court refused to adopt the district courtÕs claim > construction as necessary to preserve the validity of the claims. > Unless a court concludes, after applying all available tools of claim > construction that the claim is still ambiguous, the axiom regarding > construction to preserve validity does not apply, Judge Bryson wrote. > > To read the opinion, click here: > <http://www.aipla.org/html/reports/2004/Liebel.pdf>http:// > www.aipla.org/html/reports/2004/Liebel.pdf > > > Patents/Temporary Presence Exemption/Obviousness > > Court Construes ÔTemporary PresenceÕ Infringement Exemption > National Steel Car, Ltd. v. Canadian Pacific Railway, Ltd., Fed. > Cir., No. 03-1256, 1/29/04. > > A train railcar embodying a patented invention and traveling from > Canada to stops in the United States and back again may qualify for > the Òtemporary presenceÓ infringement exemption at 35 U.S.C. °Ë272, > the Federal Circuit held January 29, 2004, even though the majority > of the railcarÕs life is spent in the United States. The court also > held that information does not have to be in the prior art to serve > as a motivation to combine references for an obviousness > determination. > > National Steel Car (NSC) is the assignee of a patent (4,951,575) on a > ÒdepressedÓ center-beam railroad flat car, used for hauling lumber. > NSC filed an infringement suit against Canadian Pacific Railroad > (CPR), for which a U.S. company (Greenbrier Company) agreed to > provide new drop-deck cars. The district court granted NSCÕs motion > for a preliminary injunction. 254 F. Supp. 2d 527 (E.D. Pa. 2003). > > In its first decision under the infringement exemption of 35 U.S.C. > °Ë272, the Federal Circuit reversed. Section 272, entitled > ÒTemporary presence in the United States,Ó provides that, under > specified conditions, no patent infringement results from the use of > an invention in a non-U.S. vehicle entering the United States only > temporarily. The court explained that the statute was drafted to > codify Brown v. Duchesne, 60 U.S. (19 How.) 183 (1856), and to > satisfy U.S. obligations under the Paris Convention. > > The appellate court was unconvinced that the nationality of the > vehicle embodying the invention is determined by the U.S. nationality > of the locomotive pulling the train, rather than by the Canadian > nationality of the railcar. The court also pointed out that the term > ÒvehicleÓ under Section 272 is defined broadly enough at 1 U.S.C. °Ë4 > to encompass an individual railcar, as opposed to the train as a > whole. > > NSC argued that the railcarÕs presence in the United States cannot be > ÒtemporaryÓ under the statute because most of the life of the > railcar will be spent delivering lumber to U.S. destinations, Judge > Raymond Clevenger rejected the argument, explaining as follows: > > The expectation that CPRÕs drop-deck center-beam flat cars will spend > more than 50 percent of their useful lifespan in the United States is > not relevant to the section 272 analysis. If the cars are entering > the United States for a limited timeÑthat is, they are not entering > permanentlyÑand are entering only for the purpose of engaging in > international commerceÑthat is, they are entering to unload foreign > goods and/or to load domestic goods destined for foreign marketsÑthey > are entering ÒtemporarilyÓ for the purposes of section 272 regardless > of the length of their stay within the jurisdiction of the United > States. > > Nor was the appellate court persuaded that the invention under the > Õ574 patent will not be used Òexclusively for the needs of the É > vehicle,Ó as required by the statute. Judge Clevenger pointed out > that the district court construed the term ÒneedsÓ too narrowly by > confining it to the needs of propulsion. The Brown ruling and the > Paris Convention, by contrast, speak about a vehicleÕs needs of > construction as well as its needs for operation, he pointed out. > > In addition, the Federal Circuit questioned the holding that CPR > failed to establish that the invention would not be Òoffered for > sale or sold in É the United States,Ó as required by the statute. > The district court improperly relied on GreenbrierÕs offers to sell > to U.S. companies, Judge Clevenger pointed out, explaining that this > provision does not apply to third-party sales of embodiments of the > invention. > > The appellate court was also unconvinced that CPRÕs obviousness > defense lacked merit. The court was satisfied that, at least under > the preliminary record, a strong case was made that all elements of > the Õ575 patent are present in Wagner and Udstad references. > > The district court also erroneously concluded that, because the Lund > drawing and the Prichard disclosure fail to qualify as prior art, > they could not provide the motivation to combine references for a > finding of obviousness. Judge Clevenger wrote the following: > > It has long been the law that the motivation to combine need not be > found in prior art references, but equally can be found Òin the > knowledge generally available to one of ordinary skill in the art.Ó É > The motivation to combine can be located either in a prior art > reference, or it can be implicit in the knowledge of one of ordinary > skill in the art. > > Nor does it matter that, because he did not qualify as a person of > ordinary skill in the art, LundÕs drawing was not within the > knowledge of one of ordinary skill in the art, the court continued. > LundÕs knowledge is relevant to determining the knowledge of one of > ordinary skill of the art, even if LundÕs qualifications fell short > that required to be considered one of ordinary skill, Judge Clevenger > observed. Something that has already been rendered obvious to a > relative newcomer in a field is probative of what would be obvious to > someone who has been around for a longer period of time, he wrote. > > To read the opinion, click here: > <http://www.aipla.org/html/reports/2004/Rails.pdf>http:// > www.aipla.org/html/reports/2004/Rails.pdf > > > Patents > > Disclosed and Unclaimed Subject Matter Is Lost If Understood by One of > Skill > PSC Computing Products, Inc. v. FoxComm International, Inc., Fed. > Cir., No. 03-1089, 1/20/04. > > Disclosed but unclaimed subject matter is dedicated to the public if > it is sufficiently specific to be understood and identified by one of > ordinary skill in the art, the Federal Circuit held January 20, 2004. > > PSC Computing Products, Inc., the owner of a patent on a cam-type > retaining clip for securing a heat sink to a semiconductor chip, sued > FoxComm International, Inc. for infringement. The district court > issued a summary judgment that PSCÕs patent claim to a metal strap is > not infringed under the doctrine of equivalents by FoxCommÕs plastic > clip. PSC dedicated plastic clips to the public by disclosing but not > claiming them, according to the court, citing Johnson & Johnston > Associates v. R.E. Service Co., 285 F.3d 1046 (Fed. Cir. 2002) (en > banc). > > On appeal, the Federal Circuit rejected PSCÕs attempt to distinguish > this case from Johnson by arguing that the patent disclosure here is > much less clear and precise than the disclosure in Johnson. The > specification has long been understood as assisting the public in > understanding the notice given in the patent claims by explaining > which portions of the relevant art the patent does not cover, > according to the court. Judge Arthur Gajarsa explained that suitable > notice to the public requires that the public understand the language > of both the claims and the written description. > > We have repeatedly explained that, in the absence of a compelling > reason to do otherwise, claims must be interpreted as one of ordinary > skill in the art would understand them. É It thus follows as a > matter of simple logic that, in the absence of a compelling reason to > do otherwise, the written description must also be interpreted > according to the understanding of one of ordinary skill in the art. > > Taken together, then, one of ordinary skill in the art should be able > to read a patent, to discern which matter is disclosed and discussed > in the written description, and to recognize which matter has been > claimed. É The ability to discern both what has been disclosed and > what has been claimed is the essence of public notice. It tells the > public which products or processes would infringe the patent and > which would not. Were the patentee allowed to reclaim some > specifically-disclosed-but-unclaimed matter under the doctrine of > equivalents, the public would have no way of knowing which disclosed > matter infringed and which did not. É Such a reclamation would > eviscerate the public notice function of patents and create > uncertainty in the law. É > > We thus hold that if one of ordinary skill in the art can understand > the unclaimed disclosed teaching upon reading the written > description, the alternative matter disclosed has been dedicated to > the public. This Òdisclosure-dedicationÓ rule does not mean that any > generic reference in a written specification necessarily dedicates > all members of that particular genus to the public. The disclosure > must be of such specificity that one of ordinary skill in the art > could identify the subject matter that had been disclosed and not > claimed. > > To read the opinion, click here: > <http://www.aipla.org/html/reports/2004/PSC.pdf>http://www.aipla.org/ > html/reports/2004/PSC.pdf > > > Copyrights/Online Infringement/Safe Harbor > > Fact Issue Barred Summary Judgment for Online Safe Harbor Defense > Ellison v. America Online, Inc., 9th Cir., No. 02-55797, 2/10/04. > > A changed email address for notifying America Online, Inc. of > infringements barred a summary judgment on eligibility for the > Copyright ActÕs online infringement safe harbor, the Ninth Circuit > held February 10, 2004. The court pointed to fact issues on whether > AOL Òreasonably implementedÓ a policy against repeat infringers. > > Harlan Ellison in April of 2000 learned that a number of his science > fiction works had been scanned and uploaded to a USENET news-group, > and that they later appeared on servers belonging to America Online, > Inc. Ellison sent AOL a notice of the infringement, to which AOL > never responded, allegedly because it never received the notice. > Ellison filed suit against AOL for copyright infringement, and upon > receiving the complaint, AOL blocked subscriber access to the > news-group. The district court found no direct or vicarious > copyright infringement, found that issues of fact barred a summary > judgment of contributory infringement, and granted AOLÕs summary > judgment motion that it qualified for the online infringement safe > harbor provisions of the Copyright Act at 17 U.S.C. °Ë512. > > The Ninth Circuit affirmed the district courtÕs rulings on vicarious > and contributory copyright infringement, but reversed the summary > judgment that AOL qualified for the safe harbor. In this case, AOLÕs > contention that it never received notice of the infringement was > based on its changed email address for receiving notification of > online infringements, Judge Harry Pregerson noted. This evidence > raises issues of fact as to whether AOL Òreasonably implementedÓ a > policy against repeat infringers, as required by Section 512(i)(1)(A) > of the Copyright Act, he explained. The court pointed out that AOL > made the email change without closing the old email account and > without arranging for emails received at the old address to be > forwarded to the new address. > > To read the opinion, click here: > <http://www.aipla.org/html/reports/2004/AOL.pdf>http://www.aipla.org/ > html/reports/2004/AOL.pdf > > > Agency Developments > > Copyright Office/Service of Process > Copyright Office Proposes New Rules on Service, Testimony, and > Production > > The Copyright Office on February 23, 2004, proposed new rules on > service of process upon the agency, on the production of Office > documents, and on the testimony of Office employees in legal > proceedings. 69 Fed. Reg. 8120. > > The proposal would substantially revise and expand Part 205 of 37 > C.F.R., which currently consists of only one provisionѰË205.1 > Complaints served on the Register of Copyrights pursuant to 17 U.S.C. > 411(a). The new rule would detail the requirements of service in a > lawsuit and spell out details of permissible employee testimony and > document production. > > Public comment on the proposal must be received no later than March > 24, 2004. For further information, contact Marilyn J. Kretsinger, > Assistant General Counsel, at 202-707-8380. > > To read the Copyright Office proposal, click here: > <http://www.aipla.org/html/reports/2004/69_8120.pdf>http:// > www.aipla.org/html/reports/2004/69_8120.pdf >