Kevin Tobia, "Testing Ordinary Meaning"
"DANIEL P. Tompkins" <[email protected]> Mon, 2 Sep 2019 18:51:57 -0400
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Forthcoming in Harvard Law Review <https://nam04.safelinks.protection.outlook.com/?url=https%3A%2F%2Fpapers.ssrn.com%2Fsol3%2Fpapers.cfm%3Fabstract_id%3D3266082&data=02%7C01%7CCLASSICS-L%40lsv.uky.edu%7Ca3840ea62d75464bb5cf08d72ff8356e%7C2b30530b69b64457b818481cb53d42ae%7C0%7C0%7C637030616122099694&sdata=4Jfpx6vY8%2F1o0tgaGMvxBsh0Ya%2BIGjUywatLMIhgcqM%3D&reserved=0>: the author asks: Within legal scholarship and practice, among the most pervasive tasks is the interpretation of texts. And within legal interpretation, perhaps the most pervasive inquiry is the search for “ordinary meaning.” Legal interpretation—of contracts, statutes, wills, trusts, deeds, patents, regulations, treaties, and constitutions—regularly includes evaluation of how ordinary people would understand the text... To discover ordinary meaning, interpreters increasingly recommend as evidence a relevant term’s *dictionary definition* or its *pattern of usage* across various sources in an English-language corpus. However, the most central question about these sources of evidence remains open: Do these popular methods accurately reflect ordinary meaning? Justice Scalia (others have read him in greater depth than I have) says “Words are to be understood in their ordinary, everyday meanings—unless the context indicates that they bear a technical sense.” What he meant is worth pursuing, but not here. Tobia has rounded up 230 law students and nearly a hundred judges and discovered "systematic divergences among the verdicts delivered by modern concept use, dictionary use, and corpus linguistics use." Examples include what is meant by “vehicle,” “labor,” “weapon,” “carrying a firearm,” and “tangible object.” In summary: We need to "distinguish between 'prototypical' and 'broad' senses of the same term." "'Car' is a prototypical vehicle, ... airplanes, bicycles, and canoes are less prototypical vehicles. An extensive criterion would include all of those entities as vehicles, while a prototypical criterion would include only cars.... dictionaries and corpus linguistics often track only one of these criteria—dictionaries tend to track the broad criterion and corpus linguistics <https://nam04.safelinks.protection.outlook.com/?url=https%3A%2F%2Fen.wikipedia.org%2Fwiki%2FCorpus_linguistics&data=02%7C01%7CCLASSICS-L%40lsv.uky.edu%7Ca3840ea62d75464bb5cf08d72ff8356e%7C2b30530b69b64457b818481cb53d42ae%7C0%7C0%7C637030616122099694&sdata=LrCfb711KHlhdVwcYK7dabtCF5z7%2BImQRki4pafOBNc%3D&reserved=0> the prototypical one." Tobia identifies alternative "fallacies of interpretation," e.g. “The Non-Appearance Fallacy,” the mistaken assumption that the non-appearance of some use in a corpus indicates that this use is outside of ordinary meaning. "We could not find even one example of an airplane referred to as a 'vehicle,' implying that "the ordinary meaning of “vehicle” does not include airplanes. However, ordinary meaning sometimes diverges from ordinary use: People’s full understanding of language is not always reflected in recorded speech and writing, especially their understanding concerning non-prototypical category membership." "The findings’ significance for different theories of legal interpretation. ... certain formalist, textualist, and originalist views ... are committed to the *existence of a single ordinary meaning* of terms like “vehicle” and phrases like 'carrying a firearm,' one which is outcome-determinative without reference to further context, textual purpose, or even type of law.... popular methods of dictionary-use and corpus linguistics carry *serious risks of diverging from ordinary understanding*—conservatively estimated, 20-35%. And in some circumstances, even *judges’ use of these methods carried extremely large divergence rates—between 80-100%*. ... In light of the data, these views must articulate and demonstrate a reliable method of interpretation." "From the perspective of interpretive theories that are uncommitted to, or even skeptical of, the notion of a single “ordinary meaning” that determines legal outcomes across a range of cases and contexts.... the findings illuminate two different criteria that are often relevant in interpretation: a more extensive criterion and a more narrow, prototypical criterion. Although dictionaries and corpus linguistics can help us assess these criteria, a hard legal-philosophical question remains: Which of these two criteria should guide the interpretation of terms and phrases in legal texts? Insofar as there is no compelling case to prefer one, the results suggest that dictionary definitions, corpus linguistics, or even other more* scientific measures of meaning may not be equipped in principle to deliver simple and unequivocal answers to inquiries about the ordinary meaning of legal texts."* And that final sentence of the abstract is the final sentence of the "conclusions" to the full essay, attached. Tantalizingly, Tobia doesn't go on to say. I'm going to ask him. For a philologist, fascinating, full of implication. Dan