Internet-Draft draft-marques-asqav-compliance-receipts-08.txt is now
available.
Title: Compliance Profile of Signed Action Receipts for AI Agents
Author: Joao Andre Gomes Marques
Name: draft-marques-asqav-compliance-receipts-08.txt
Pages: 140
Dates: 2026-08-31
Abstract:
This document defines a multi-jurisdiction compliance profile of the
signed action receipt format used by AI agents to record machine-
readable evidence of access-control decisions. The profile binds
receipt fields to two regulatory surfaces: on the European Union
side, Articles 12 and 26 of the EU AI Act (Regulation (EU) 2024/1689)
and Article 17 of DORA (Regulation (EU) 2022/2554); on the United
States side, the NIST AI Risk Management Framework, the Colorado AI
Act, the Texas Responsible AI Governance Act, the New York Department
of Financial Services Cybersecurity Regulation (23 NYCRR Part 500),
the HIPAA Security Rule, SEC Rule 17a-4, and the Cyber Incident
Reporting for Critical Infrastructure Act of 2022 (CIRCIA). Working
entirely within the existing wire format, canonicalization
transformation, and signing algorithms of the underlying receipt
format, the profile tightens a subset of the OPTIONAL fields to
REQUIRED, imposes a retention floor, and requires at least one
timestamping anchor (RFC 3161 or OpenTimestamps). It registers
OPTIONAL extension fields for risk and incident classification,
cross-agent envelope binding, per-action validity-window and
integrity, build provenance, threat-framework taxonomy, server-built
enforcement-control records, producer-asserted risk acceptance, and
producer-asserted code authorship, each subject to false-attestation
guards where applicable, and registers receipt type namespaces for
passive-telemetry, result-bound observation, risk-acceptance, and
code-authorship receipts. Revision -08 additionally defines an
attestation statement envelope (a Dead Simple Signing Envelope (DSSE)
Pre-Authentication Encoding wrapping an in-toto Statement v1 under an
asqav predicate namespace) with two tiers: a voluntary observation
attestation that signs a caller-supplied digest and is explicitly not
a capture, and an authoritative attestation whose subject digest the
issuing platform re-derives from independent evidence (for code, the
SHA-256 of the raw unified diff re-fetched from the source host);
revision -08 further defines the capture-layer integrity, independent
verification protocol, honest-tiering, and service-identity and
revocation rules that govern those attestation statements, and
documents the shipped keyed-digest wire tokens and the verifier
verdict vocabulary (verified, verified_keyed, unverified). The full
field set and its normative requirements are defined in the body of
this document.
The IETF datatracker status page for this Internet-Draft is:
https://datatracker.ietf.org/doc/draft-marques-asqav-compliance-receipts/
There is also an HTML version available at:
https://www.ietf.org/archive/id/draft-marques-asqav-compliance-receipts-08.html
A diff from the previous version is available at:
https://author-tools.ietf.org/iddiff?url2=draft-marques-asqav-compliance-receipts-08
Internet-Drafts are also available by rsync at:
rsync.ietf.org::internet-drafts
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