Re: Pump and Dump

Tim McGraw wrote:
> Berny wrote:
> >
> > P&D is Illegal, but difficult to prove.
> >
> > It depends on where the shares have been traded, probably at the
> > Vancouver Stock Exchange,which is part of the TSX, so you need to
> > file a formal complaint with the Ontario, and, British Columbia
> > Securities comissions, they have a web page, complaint would have
> > to be on paper., I would CC the NASDAQ and SEC (USA) also.
>
> I'm not an investor, but I don't believe NASDAQ has anything to do
> with microcaps.

The issue isn't whether it's a microcap or not, it's what exchange the stock
is traded on. If it's a pink sheet stock (over the counter), obviously you
can't complain to NASDAQ about it, but if it's traded on NASDAQ you sure can
file a complaint with them or the SEC (and it will be taken seriously). But
since the stock price has to be above $1.00 for it to be listed on NASDAQ,
chances are that it's not on that exchange.